Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 1 certifiers across 1 entities. Currently showing 10 matching current filters.
Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.
Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.
| Date | Ticker | CIK | Certifier | Type | Section | Exhibit |
|---|---|---|---|---|---|---|
| FY 2016 Apr 13, 2016 | - | 0001561622 | Brian McLoone | 10-K | 302 | |
| Q4 2015 Dec 15, 2015 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| Q3 2015 Aug 14, 2015 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| Q2 2015 May 14, 2015 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| FY 2015 Apr 14, 2015 | - | 0001561622 | Brian McLoone | 10-K | 302 | |
| Q4 2014 Nov 14, 2014 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| Q3 2014 Aug 14, 2014 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| Q2 2014 May 20, 2014 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| Q1 2014 Feb 19, 2014 | - | 0001561622 | Brian McLoone | 10-Q | 302 | |
| FY 2014 Feb 14, 2014 | - | 0001561622 | Brian McLoone | 10-K | 302 |
Each CIK may have multiple entity names over time