Back to Dashboard

SOX Certifications

Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 3 certifiers across 1 entities. Currently showing 75 matching current filters.

Filters

About SOX Certifications

Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.

Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.

Showing 75 of 718 certifications Data as of 1/7/2026
DateTickerCIKCertifierTypeSectionExhibit
Q2 2010 Jun 23, 2010LVGI0001103993Unknown10-Q302
Q2 2010 Jun 23, 2010LVGI0001103993Unknown10-Q302
Q2 2010 Jun 23, 2010LVGI0001103993Unknown10-Q906
FY 2010 May 12, 2010LVGI0001103993Unknown10-K302
FY 2010 May 12, 2010LVGI0001103993Unknown10-K302
FY 2010 May 12, 2010LVGI0001103993Unknown10-K906
Q4 2009 Nov 23, 2009LVGI0001103993Unknown10-Q302
Q4 2009 Nov 23, 2009LVGI0001103993Unknown10-Q302
Q4 2009 Nov 23, 2009LVGI0001103993Unknown10-Q906
Q3 2009 Aug 19, 2009LVGI0001103993Unknown10-Q302
Q3 2009 Aug 19, 2009LVGI0001103993Unknown10-Q302
Q3 2009 Aug 19, 2009LVGI0001103993Unknown10-Q906
Q2 2009 May 20, 2009LVGI0001103993Unknown10-Q302
Q2 2009 May 20, 2009LVGI0001103993Unknown10-Q302
Q2 2009 May 20, 2009LVGI0001103993Unknown10-Q906
FY 2009 Apr 8, 2009LVGI0001103993Unknown10-K302
FY 2009 Apr 8, 2009LVGI0001103993Unknown10-K302
FY 2009 Apr 8, 2009LVGI0001103993Unknown10-K906
Q4 2008 Nov 19, 2008LVGI0001103993Unknown10-Q302
Q4 2008 Nov 19, 2008LVGI0001103993Unknown10-Q302
Q4 2008 Nov 19, 2008LVGI0001103993Unknown10-Q906
Q3 2008 Aug 19, 2008LVGI0001103993Unknown10-Q302
Q3 2008 Aug 19, 2008LVGI0001103993Unknown10-Q302
Q3 2008 Aug 19, 2008LVGI0001103993Unknown10-Q906
Q2 2008 Jun 6, 2008LVGI0001103993Unknown10KSB/A302
Q2 2008 Jun 6, 2008LVGI0001103993Unknown10KSB/A302
Q2 2008 Jun 6, 2008LVGI0001103993Unknown10KSB/A906
Q2 2008 May 20, 2008LVGI0001103993Unknown10-Q302
Q2 2008 May 20, 2008LVGI0001103993Unknown10-Q302
Q2 2008 May 20, 2008LVGI0001103993Unknown10-Q906
Q2 2008 Apr 16, 2008LVGI0001103993Unknown10KSB302
Q2 2008 Apr 16, 2008LVGI0001103993Unknown10KSB302
Q2 2008 Apr 16, 2008LVGI0001103993Unknown10KSB906
Q4 2007 Nov 19, 2007LVGI0001103993Unknown10QSB302
Q4 2007 Nov 19, 2007LVGI0001103993Unknown10QSB302
Q4 2007 Nov 19, 2007LVGI0001103993Unknown10QSB906
Q2 2007 Apr 4, 2007LVGI0001103993Unknown10KSB302
Q2 2007 Apr 4, 2007LVGI0001103993Unknown10KSB302
Q2 2007 Apr 4, 2007LVGI0001103993Unknown10KSB906
Q4 2006 Nov 14, 2006LVGI0001103993Unknown10QSB302
Q4 2006 Nov 14, 2006LVGI0001103993Unknown10QSB302
Q4 2006 Nov 14, 2006LVGI0001103993Unknown10QSB906
Q3 2006 Aug 14, 2006LVGI0001103993Unknown10QSB302
Q3 2006 Aug 14, 2006LVGI0001103993Unknown10QSB302
Q3 2006 Aug 14, 2006LVGI0001103993Unknown10QSB906
Q2 2006 May 15, 2006LVGI0001103993Russell Roth10QSB302
Q2 2006 May 15, 2006LVGI0001103993Russell Roth10QSB302
Q2 2006 May 15, 2006LVGI0001103993Unknown10QSB906
Q2 2006 Apr 17, 2006LVGI0001103993Russell Roth10KSB302
Q2 2006 Apr 17, 2006LVGI0001103993Russell Roth10KSB302
Q2 2006 Apr 17, 2006LVGI0001103993Unknown10KSB906
Q4 2005 Nov 21, 2005LVGI0001103993Unknown10QSB302
Q4 2005 Nov 21, 2005LVGI0001103993Unknown10QSB302
Q4 2005 Nov 21, 2005LVGI0001103993Unknown10QSB906
Q3 2005 Aug 15, 2005LVGI0001103993Russ Roth10QSB302
Q3 2005 Aug 15, 2005LVGI0001103993Russ Roth10QSB302
Q3 2005 Aug 15, 2005LVGI0001103993Unknown10QSB906
Q2 2005 May 24, 2005LVGI0001103993Unknown10QSB302
Q2 2005 May 24, 2005LVGI0001103993Unknown10QSB302
Q2 2005 May 24, 2005LVGI0001103993Unknown10QSB906
Q2 2005 Apr 15, 2005LVGI0001103993Russell Roth10KSB302
Q2 2005 Apr 15, 2005LVGI0001103993Russell Roth10KSB302
Q2 2005 Apr 15, 2005LVGI0001103993Unknown10KSB906
Q4 2004 Nov 15, 2004LVGI0001103993Unknown10QSB302
Q4 2004 Nov 15, 2004LVGI0001103993Unknown10QSB906
Q3 2004 Aug 16, 2004LVGI0001103993Unknown10QSB302
Q3 2004 Aug 16, 2004LVGI0001103993Unknown10QSB906
Q2 2004 May 17, 2004LVGI0001103993Unknown10QSB302
Q2 2004 May 17, 2004LVGI0001103993Unknown10QSB906
Q1 2004 Mar 30, 2004LVGI0001103993Russell Roth10KSB302
Q1 2004 Mar 30, 2004LVGI0001103993Russell Roth10KSB906
Q4 2003 Nov 19, 2003LVGI0001103993Unknown10QSB302
Q4 2003 Nov 19, 2003LVGI0001103993Unknown10QSB906
Q3 2003 Aug 19, 2003LVGI0001103993Unknown10QSB302
Q3 2003 Aug 19, 2003LVGI0001103993Unknown10QSB906

Certifications by Person

Entity Name History

Each CIK may have multiple entity names over time

CIK0000013156
BOOK CORP OF AMERICA 2000-05-18 - 2002-04-12
SECURED DIVERSIFIED INVESTMENT LTD 2002-09-24 - 2004-02-12
SECURED DIVERSIFIED INVESTMENT LTD 2005-08-15 - 2006-04-03
Galaxy Gaming, Inc. 2009-08-24 - 2009-09-03
CIK0000878146
DYNAMIC ASSOCIATES INC 1996-05-30 - 2000-07-11
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2001-07-05
CIK0001059577
MW MEDICAL INC 1998-07-13 - 2004-04-12
DAVI SKIN, INC. 2004-07-20 - 2004-08-17
SMITH ELLIOT J 2007-05-02 - 2010-04-05
CIK0001103993
LAS VEGAS GAMING INC 2000-04-17 - 2001-02-14
FROCKT RICHARD 2001-02-14 - 2005-02-22
MCMONIGLE ROBERT M 2007-01-22 - 2007-09-13
INTERNATIONAL GAME TECHNOLOGY 2008-11-03 - 2008-11-03
CIK0001144030
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2004-07-22
LAS VEGAS GAMING INC 2005-10-13 - present
CIK0001487659
Southern Products, Inc. - 2010-04-22
Co-Signer, Inc. 2013-08-15 - 2014-08-06
Cross Click Media Inc. 2014-08-06 - 2014-10-20
CIK0001507718
NORTHWEST RESOURCES, INC. - 2011-01-19
Cubed, Inc. 2014-03-24 - 2014-07-03
CIK0001543098
FIRST INDEPENDENCE CORP. - 2012-05-09
CODESMART HOLDINGS, INC. 2013-06-06 - 2013-06-17
ASHER ENTERPRISES INC 2014-04-24 - 2014-04-30
Iliad Research & Trading, L.P. 2014-07-16 - present
CIK0001561622
AVIANA, CORP. - 2012-12-19
Staffing Group, Ltd. 2013-12-31 - 2015-09-04
Iroquois Capital Management, LLC 2015-09-04 - 2015-11-30
Labor Smart, Inc. 2015-11-30 - 2016-01-12
VIRTU AMERICAS LLC 2018-02-12 - 2018-03-26
Shapiro Nelson 2018-03-26 - present