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SOX Certifications

Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 5 certifiers across 3 entities. Currently showing 72 matching current filters.

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About SOX Certifications

Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.

Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.

Showing 72 of 718 certifications Data as of 1/7/2026
DateTickerCIKCertifierTypeSectionExhibit
FY 2015 Nov 2, 2015-0001487659Unknown10-K302
FY 2015 Nov 2, 2015-0001487659Unknown10-K302
FY 2015 Nov 2, 2015-0001487659Unknown10-K906
Q4 2014 Nov 26, 2014-0001487659Unknown10-Q302
Q4 2014 Nov 26, 2014-0001487659Unknown10-Q302
Q4 2014 Nov 26, 2014-0001487659Unknown10-Q906
Q3 2014 Aug 21, 2014-0001487659Unknown10-Q302
Q3 2014 Aug 21, 2014-0001487659Unknown10-Q302
Q3 2014 Aug 21, 2014-0001487659Unknown10-Q906
Q2 2014 May 22, 2014-0001487659Unknown10-Q/A302
Q2 2014 May 22, 2014-0001487659Unknown10-Q/A302
Q2 2014 May 22, 2014-0001487659Unknown10-Q/A906
Q2 2014 May 20, 2014-0001487659Unknown10-Q302
Q2 2014 May 20, 2014-0001487659Unknown10-Q302
Q2 2014 May 20, 2014-0001487659Unknown10-Q906
Q2 2014 Apr 17, 2014-0001487659Kurt Kramarenko10-K/A302
Q2 2014 Apr 17, 2014-0001487659Kurt Kramarenko10-K/A302
Q2 2014 Apr 17, 2014-0001487659Unknown10-K/A906
FY 2014 Apr 15, 2014-0001487659Kurt Kramarenko10-K302
FY 2014 Apr 15, 2014-0001487659Kurt Kramarenko10-K302
FY 2014 Apr 15, 2014-0001487659Unknown10-K906
Q1 2014 Jan 21, 2014-0001487659Unknown10-Q302
Q1 2014 Jan 21, 2014-0001487659Unknown10-Q302
Q1 2014 Jan 21, 2014-0001487659Unknown10-Q906
Q4 2013 Nov 1, 2013-0001487659Darren Magot10-Q302
Q4 2013 Nov 1, 2013-0001487659Darren Magot10-Q302
Q4 2013 Nov 1, 2013-0001487659Unknown10-Q906
Q3 2013 Jul 22, 2013-0001487659Edward Meadows10-Q302
Q3 2013 Jul 22, 2013-0001487659Edward Meadows10-Q302
Q3 2013 Jul 22, 2013-0001487659Unknown10-Q906
FY 2013 Jul 11, 2013-0001487659Edward Meadows10-K302
FY 2013 Jul 11, 2013-0001487659Edward Meadows10-K302
FY 2013 Jul 11, 2013-0001487659Unknown10-K906
Q1 2013 Jan 22, 2013-0001487659Edward Meadows10-Q302
Q1 2013 Jan 22, 2013-0001487659Edward Meadows10-Q302
Q1 2013 Jan 22, 2013-0001487659Unknown10-Q906
Q4 2012 Oct 22, 2012-0001487659Edward Meadows10-Q302
Q4 2012 Oct 22, 2012-0001487659Edward Meadows10-Q302
Q4 2012 Oct 22, 2012-0001487659Unknown10-Q906
Q3 2012 Jul 24, 2012-0001487659Edward Meadows10-Q/A302
Q3 2012 Jul 24, 2012-0001487659Edward Meadows10-Q/A302
Q3 2012 Jul 24, 2012-0001487659Unknown10-Q/A906
Q3 2012 Jul 23, 2012-0001487659Edward Meadows10-Q302
Q3 2012 Jul 23, 2012-0001487659Edward Meadows10-Q302
Q3 2012 Jul 23, 2012-0001487659Unknown10-Q906
FY 2012 Jun 14, 2012-0001487659Edward Meadows10-K302
FY 2012 Jun 14, 2012-0001487659Edward Meadows10-K302
FY 2012 Jun 14, 2012-0001487659Unknown10-K906
Q1 2012 Jan 17, 2012-0001487659Edward Meadows10-Q302
Q1 2012 Jan 17, 2012-0001487659Edward Meadows10-Q302
Q1 2012 Jan 17, 2012-0001487659Unknown10-Q906
Q4 2011 Oct 17, 2011-0001487659Edward Meadows10-Q302
Q4 2011 Oct 17, 2011-0001487659Edward Meadows10-Q302
Q4 2011 Oct 17, 2011-0001487659Unknown10-Q906
Q3 2011 Jul 20, 2011-0001487659Edward Meadows10-Q302
Q3 2011 Jul 20, 2011-0001487659Edward Meadows10-Q302
Q3 2011 Jul 20, 2011-0001487659Unknown10-Q906
FY 2011 May 31, 2011-0001487659Tyler Richard10-K302
FY 2011 May 31, 2011-0001487659Tyler Richard10-K302
FY 2011 May 31, 2011-0001487659Unknown10-K906
Q1 2011 Jan 13, 2011-0001487659Tyler Richard10-Q302
Q1 2011 Jan 13, 2011-0001487659Tyler Richard10-Q302
Q1 2011 Jan 13, 2011-0001487659Unknown10-Q906
Q4 2010 Oct 14, 2010-0001487659Tyler Richard10-Q302
Q4 2010 Oct 14, 2010-0001487659Tyler Richard10-Q302
Q4 2010 Oct 14, 2010-0001487659Unknown10-Q906
Q3 2010 Aug 11, 2010-0001487659Tyler Richard10-Q/A302
Q3 2010 Aug 11, 2010-0001487659Tyler Richard10-Q/A302
Q3 2010 Aug 11, 2010-0001487659Unknown10-Q/A906
Q3 2010 Jul 15, 2010-0001487659Tyler Richard10-Q302
Q3 2010 Jul 15, 2010-0001487659Tyler Richard10-Q302
Q3 2010 Jul 15, 2010-0001487659Unknown10-Q906

Certifications by Person

Entity Name History

Each CIK may have multiple entity names over time

CIK0000013156
BOOK CORP OF AMERICA 2000-05-18 - 2002-04-12
SECURED DIVERSIFIED INVESTMENT LTD 2002-09-24 - 2004-02-12
SECURED DIVERSIFIED INVESTMENT LTD 2005-08-15 - 2006-04-03
Galaxy Gaming, Inc. 2009-08-24 - 2009-09-03
CIK0000878146
DYNAMIC ASSOCIATES INC 1996-05-30 - 2000-07-11
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2001-07-05
CIK0001059577
MW MEDICAL INC 1998-07-13 - 2004-04-12
DAVI SKIN, INC. 2004-07-20 - 2004-08-17
SMITH ELLIOT J 2007-05-02 - 2010-04-05
CIK0001103993
LAS VEGAS GAMING INC 2000-04-17 - 2001-02-14
FROCKT RICHARD 2001-02-14 - 2005-02-22
MCMONIGLE ROBERT M 2007-01-22 - 2007-09-13
INTERNATIONAL GAME TECHNOLOGY 2008-11-03 - 2008-11-03
CIK0001144030
LEGAL ACCESS TECHNOLOGIES INC 2001-06-28 - 2004-07-22
LAS VEGAS GAMING INC 2005-10-13 - present
CIK0001487659
Southern Products, Inc. - 2010-04-22
Co-Signer, Inc. 2013-08-15 - 2014-08-06
Cross Click Media Inc. 2014-08-06 - 2014-10-20
CIK0001507718
NORTHWEST RESOURCES, INC. - 2011-01-19
Cubed, Inc. 2014-03-24 - 2014-07-03
CIK0001543098
FIRST INDEPENDENCE CORP. - 2012-05-09
CODESMART HOLDINGS, INC. 2013-06-06 - 2013-06-17
ASHER ENTERPRISES INC 2014-04-24 - 2014-04-30
Iliad Research & Trading, L.P. 2014-07-16 - present
CIK0001561622
AVIANA, CORP. - 2012-12-19
Staffing Group, Ltd. 2013-12-31 - 2015-09-04
Iroquois Capital Management, LLC 2015-09-04 - 2015-11-30
Labor Smart, Inc. 2015-11-30 - 2016-01-12
VIRTU AMERICAS LLC 2018-02-12 - 2018-03-26
Shapiro Nelson 2018-03-26 - present