Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 1 certifiers across 1 entities. Currently showing 4 matching current filters.
Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.
Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.
| Date | Ticker | CIK | Certifier | Type | Section | Exhibit |
|---|---|---|---|---|---|---|
| Q4 2014 Oct 20, 2014 | - | 0001507718 | Joseph White | 10-Q | 302 | |
| Q4 2014 Oct 20, 2014 | - | 0001507718 | Joseph White | 10-Q | 302 | |
| Q3 2014 Sep 12, 2014 | - | 0001507718 | Joseph White | 10-Q | 302 | |
| Q2 2014 Apr 21, 2014 | - | 0001507718 | Joseph White | 10-Q | 302 |
Each CIK may have multiple entity names over time