Sarbanes-Oxley Section 302/906 certifications extracted from SEC EDGAR filings. Each 10-K and 10-Q filing requires CEO and CFO to certify financial statements. Database contains 718 SOX certifications from 1 certifiers across 1 entities. Currently showing 3 matching current filters.
Section 302: CEO/CFO must certify that quarterly/annual reports contain no material misstatements and fairly present the financial condition of the company.
Section 906: Criminal certification that the report complies with SEC requirements and fairly presents the company's financial condition. False certification carries penalties up to $5M fine and 20 years imprisonment.
| Date | Ticker | CIK | Certifier | Type | Section | Exhibit |
|---|---|---|---|---|---|---|
| Q1 2005 Mar 22, 2005 | LGAL | 0000878146 | Kurt Bordian | 10QSB | 302 | |
| Q1 2005 Mar 22, 2005 | LGAL | 0000878146 | Kurt Bordian | 10QSB | 302 | |
| Q1 2005 Mar 22, 2005 | LGAL | 0000878146 | Kurt Bordian | 10QSB | 906 |
Each CIK may have multiple entity names over time